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Meet the Team

Our first priority is helping you take care of yourself and your family. We want to learn more about your personal situation, identify your dreams and goals, and understand your tolerance for risk. Long-term relationships that encourage open and honest communication have been the cornerstone of our foundation of success. Our team takes a proactive approach to helping you develop a strategy to address your financial goals and objectives, using the most efficient methods available. 

Michael Kaplan, CEO and Wealth Manager

Michael Kaplan, CEO and Wealth Manager

(713) 822-8011
(281) 377-4592

Michael Kaplan has been in the financial services industry for almost 30 years. He has developed a deep knowledge as well as a global perspective of the financial markets. Michael brings a wealth of creativity and excellence by providing a wide range of investment products and wealth management services to his clients. 

Michael specializes in multigenerational family portfolio management. From generation to generation, Michael develops, manages, and oversees portfolios, in both taxable and retirement accounts. He also can provide numerous solutions for the liability side of financial management, from annuities and insurance, to lines of credit.

Michael is unique because of his innate ability to make every client feel like they are cared for. He prides himself on the long term relationships he has built with his clients. Each client has different needs, and Michael listens to them while working tirelessly to help them achieve their personal and financial objectives. He takes an active interest in each and every client, and his clients all feel like Michael is not just a trusted advisor, but a friend.

Michael has 4 kids, is an avid pickle ball player and is nationally ranked as a racquetball player. In his free time, he loves to spend time with his family, cheer on his favorite sports teams, read, travel, and dine out.

Ana Gonzalez, Client Associate

Ana Gonzalez, Client Associate

(575) 964-1585

Ana began her career in the financial services industry as a client associate with Merril Lynch in 2009. She supports the firm by overseeing the day to day administration of accounts - including opening new accounts, updating existing account information, managing account transfers, and answering questions regarding statements.

Ana takes great care to ensure client administrative and operational needs are handled accurately and quickly. She is dedicated to developing strong, valuable relationships with the clients she serves.

Client Centered

Client Centered

Whether you are investing to build wealth, protect your family, or preserve your assets, our personalized service focuses your needs, wants, and long-term goals.

Our team of professionals have years of experience in financial services. We can help you address your needs of today and for many years to come. We look forward to working with you.

If you are interested in joining our team, please fill out the form below and we will get back to you shortly.

Thank you!